Solutions
Every broker-dealer function, unified.
Replace fragmented vendors with a single, integrated platform. Each module is purpose-built for FINRA broker-dealers and connects through a shared compliance engine, investor passport, and document vault.
- Supervisory Reviews
- Branch Management
- AML Monitoring
- KYC Verification
- Continuing Education
- Regulatory Reporting
- Audit Trails
- Books & Records
Module 02
Decentralized Funding Platform
Digital Capital Raising Infrastructure
Request Decentralized Funding Platform demo- RegD Offerings
- RegCF Offerings
- RegA+ Offerings
- Investor Management
- Subscription Processing
- Digital Closing
- Escrow Integration
- Compliance Monitoring
Module 03
Investment Banking Platform
Deal Origination and Execution
Request Investment Banking Platform demo- Opportunity Pipeline
- Mandate Management
- Due Diligence Workflows
- Deal Rooms
- Valuation Tracking
- Investor Outreach
- Transaction Management
Module 04
Capital Markets Platform
Securities Lifecycle Management
Request Capital Markets Platform demo- Deal Structuring
- Capital Formation
- Secondary Transactions
- Investor Relations
- Corporate Actions
- Settlement Workflows
- Reporting
- Investor Matching
- Issuer Discovery
- Deal Distribution
- Alternative Investments
- Secondary Market Access
- Liquidity Solutions
Module 06
Issuance Platform
Digital Securities Issuance — RegD · RegCF · RegA+ · RegS
Request Issuance Platform demo- Subscription Documents
- Investor Verification
- Digital Signatures
- Cap Table Integration
- Transfer Agent Integration
- Compliance Validation